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Investment Funds

Rules
Legislation
Forms
Policies
Staff Notices
Exemptive Relief Orders
rules

Investment Fund Rules

National Instrument 81-102 Investment Funds (January 3, 2019)

National Instrument 81-106 Investment Fund Continuous Disclosure (January 3, 2019)

National Instrument 81-107 Independent Review Committee for Investment Funds (January 3, 2019)

Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020 (May 20, 2020)

Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities (April 17, 2020)

Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds (March 23, 2020)

Revised Approval 81-901 Mutual Fund Trusts: Approval of Trustees (June 11, 2019)

forms

Legislation

Ontario Securities Act

forms

Investment Fund Forms

Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance (January 3, 2019)

policies

Companion Policies

Companion Policy to NI 81-102 Investment Funds (January 3, 2019)

Companion Policy to NI 81-106 Investment Funds Continuous Disclosure (March 8, 2017)

guidance

Regulatory Guidance

CSA Staff Notice 81-334 (Revised) ESG-Related Investment Fund Disclosure (March 7, 2024)

CSA Staff Notice 81-331 Investment Funds Investing in Bail-in Debt (August 23, 2018)

OSC Staff Notice 81-710 Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds (May 14, 2010)

CSA Staff Notice 81-317 Frequently Asked Questions on National Instrument 81-107 Independent Review Committee for Investment Funds (March 30, 2007) [link to the staff notice on the OSC’s website]

Canadian Securities Administrators Staff Notice 81-315 Frequently asked questions on National Instrument 81-106 Investment Fund Continuous Disclosure (November 25, 2005) [link to the staff notice on the OSC’s website]

excluded