Do I Have To File Reports If I Am A Reporting Insider?

CAUTION: Lexata's content was last updated in 2024 and may not reflect current securities regulatory requirements.

Yes. You need to report your holdings of securities and related financial instruments of the SEDI issuer of which you are a reporting insider, and any changes in these holdings unless you are within an exemption in NI 55-104 or NI 62-103 or have been otherwise exempted by a securities regulatory authority.

The U.S. and Canadian securities law topics covered by this website are listed on the home page. Please contact us with any questions about the coverage of this website and future topic additions.

In respect of Ontario laws and rules on Lexata’s website: © Queen’s Printer The materials have been reproduced with care but are not the official versions as set forth in The Legislation Act, 2006.

In respect of B.C. laws and rules on Lexata’s website: These materials contain information that has been derived from information originally made available by the Province of British Columbia at: http://www.bclaws.gov.bc.ca and this information is being used in accordance with the King’s Printer Licence – British Columbia, available at: https://www.bclaws.gov.bc.ca/standards/Licence.html. They have not, however, been produced in affiliation with, or with the endorsement of, the Province of British Columbia and THESE MATERIALS ARE NOT AN OFFICIAL VERSION.

Reset Password

Thank you for trialing Lexata.

We look forward to working with you.

Already a customer? Please

Back to Login

CSA Staff Notice 55-316 Questions and Answers on Insider Reporting and SEDI

4 Insider Information

4.1 General

Section 4.1.9

Do I Have To File Reports If I Am A Reporting Insider?