National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)

Part 2 SEDI Filing Requirements

(1) An insider of a SEDI issuer shall file an insider profile or an amended insider profile in SEDI format before the insider files an insider report in SEDI format in respect of that SEDI issuer.

(2) An insider profile shall contain the information required under Form 55-102F1.

(3) An insider that has filed an insider profile under subsection (1) shall file an amended insider profile in SEDI format containing the information required under Form 55-102F1

(a) if there is a change in the insider’s name or the insider’s relationship to any SEDI issuer disclosed in the insider’s most recently filed insider profile, or if the insider ceases to be an insider of any such SEDI issuer, within 10 days after the occurrence of the event, or

(b) if there has been any other change in the information disclosed in the insider’s most recently filed insider profile, at the time that the insider next files an amended insider profile or an insider report in SEDI format.

(4) An insider that is required to file an insider profile in SEDI format shall not file more than one insider profile.

(1) An insider of a SEDI issuer that is required by securities legislation to file an insider report in that capacity shall file the insider report in SEDI format through a SEDI user.

(2) For greater certainty, a SEDI user under subsection (1) includes the insider if that insider becomes registered as a SEDI user on or before the time that the insider report is due to be filed.

(3) An insider report that is filed in SEDI format shall contain the information required under Form 55-102F2.

(1) A SEDI issuer shall file an issuer profile supplement in SEDI format within three business days after the date that it becomes a SEDI issuer.

(2) An issuer profile supplement that is required to be filed under subsection (1) shall contain the information required under Form 55-102F3.

(3) A SEDI issuer shall file an amended issuer profile supplement in SEDI format immediately if

(a) the SEDI issuer issues any security or class of securities to any insider of the SEDI issuer, unless that issuance has already been disclosed in its issuer profile supplement;

(b) there is any change in the designation of any security or class of securities of the SEDI issuer disclosed or required to be disclosed in its issuer profile supplement;

(c) any security or class of securities of the SEDI issuer disclosed or required to be disclosed in its issuer profile supplement has ceased to be outstanding and is not subject to issuance at a future date; or

(d) there is any other change in the information disclosed or required to be disclosed in its issuer profile supplement.

(1) A SEDI issuer shall file an issuer event report in SEDI format no later than one business day following the occurrence of an issuer event.

(2) An issuer event report that is required to be filed under subsection (1) shall contain the information required under Form 55-102F4.

(1) An individual who is a SEDI filer, a filing agent, or an authorized representative of a SEDI filer or filing agent, may use SEDI for the purpose of making SEDI filings.

(2) Before using SEDI to make SEDI filings, an individual referred to in subsection (1) shall register as a SEDI user by

(a) completing and submitting a user registration form in SEDI format; and

(b) delivering a copy of the completed user registration form in paper format to the SEDI operator for verification by the SEDI operator.

(3) A user registration form under subsection (2) shall contain the information required under Form 55-102F5 and the paper format copy of the user registration form under paragraph (2)(b) shall contain the manual or facsimile signature of the individual being registered.

(4) The paper format copy of the user registration form referred to in paragraph (2)(b) shall be delivered to the SEDI operator by prepaid mail, personal delivery or facsimile at the address or facsimile number indicated on the printed copy of Form 55-102F5, as applicable.