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National Instrument 14-101 Definitions
Part 1 Definitions and Interpretation
Section 1.1(3)

Canadian financial institution

In a national instrument or multilateral instrument…

Canadian financial institution” means a bank, loan corporation, trust company, insurance company, treasury branch, credit union or caisse populaire that, in each case, is authorized to carry on business in Canada or a jurisdiction, or the Confédération des caisses populaires et d’économie Desjardins du Québec;


National Instrument 14-101 Definitions
Part 1 Definitions and Interpretation
Section 1.1(3)

insider reporting requirement

In a national instrument or multilateral instrument…“insider reporting requirement” means

(a) a requirement to file insider reports under Parts 3 and 4 of National Instrument 55-104 Insider Reporting Requirements and Exemptions;

(b) a requirement to file insider reports under any provisions of Canadian securities legislation substantially similar to Parts 3 and 4 of National Instrument 55-104 Insider Reporting Requirements and Exemptions; and

(c) a requirement to file an insider profile under National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI);

Lexata note: see also the definition of “insider reporting requirement” in s. 1.1(1) of NI 55-104.