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capital markets rules on demand

  • Financial Statements and MD&A
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Companion Policy 51-102CP Continuous Disclosure Obligations

Part 2 Application


Companion Policy 51-102CP Continuous Disclosure Obligations
Part 2 Application
Section 2.1

Foreign Issuers

National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers provides relief for foreign reporting issuers from certain continuous disclosure and other obligations, including certain obligations contained in the Instrument.


Companion Policy 51-102CP Continuous Disclosure Obligations
Part 2 Application
Section 2.2

Investment Funds

Section 2.1 of the Instrument states that the Instrument does not apply to an investment fund. Investment funds should look to securities legislation of the local jurisdiction including National Instrument 81-106 Investment Fund Continuous Disclosure to find the continuous disclosure requirements applicable to them.

Share the post "Investment Funds"

  • National Instrument 51-102 Continuous Disclosure Obligations
    • Part 1 Definitions and Interpretation
    • Part 2 Application
    • Part 3 Language Of Documents
    • Part 4 Financial Statements
    • Part 4A Forward-Looking Information
    • Part 4B FOFI and Financial Outlooks
    • Part 5 Management's Discussion and Analysis
    • Part 6 Annual Information Form
    • Part 7 Material Change Reports
    • Part 8 Business Acquisition Report
    • Part 9 Proxy Solicitation and Information Circulars
    • Part 10 Restricted Security Disclosure
    • Part 11 Additional Filing Requirements
    • Part 12 Filing Of Certain Documents
    • Part 13 Exemptions
    • Part 14 Effective Date And Transition
  • Companion Policy 51-102CP Continuous Disclosure Obligations
    • Part 1 Introduction and Definitions
    • Part 2 Application
    • Part 3 Financial Statements
    • Part 4 Disclosure and Presentation of Financial Information
    • Part 4A Forward-Looking Information
    • Part 5 MD&A
    • Part 6 AIF
    • Part 7 Material Change Reports
    • Part 8 Business Acquisition Reports
    • Part 9 Proxy Solicitation and Information Circulars
    • Part 10 Electronic Delivery of Documents
    • Part 11 Additional Disclosure Requirements
    • Part 12 Filing of Certain Documents
    • Part 13 Exemptions
    • Part 14 Transition

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© Queen’s Printer in respect of Ontario laws and rules on Lexata’s website. They have been reproduced with care but are not the official versions as set forth in The Legislation Act, 2006.

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