It is important to use the correct codes to avoid any uncertainty as to the nature of your transaction and to avoid misleading the marketplace.
You use codes to describe:
- the type of the transaction you are reporting (nature of transaction),
- the type of ownership or other interest you have of the securities, and
- your relationship with the issuer
For a current list, see the instruction page of Form 55-102F6 (available on SEDI though the on-line help and the securities regulatory authorities’ websites -see Appendix A).