As a SEDI issuer, you need to file, through a registered issuer representative or agent:
- an issuer profile supplement (see ‘Issuer Profile Supplement’ section)
- issuer event reports if an issuer event has occurred (see ‘Issuer Event Report’ section)
- any change in the information disclosed.
The issuer profile supplement contains information about the issuer, including the designations of its outstanding securities and related financial instruments that its insiders hold, and contact information for the person responsible for insider affairs. The legal form is Form 55-102F3.
The issuer event report contains information about an issuer event. An issuer event is a stock dividend, stock split, consolidation, amalgamation, reorganization, merger or other similar event that affects all holdings of a class of the issuer’s securities in the same manner. The legal form is Form 55-102F4.
An issuer may choose to file issuer grant reports. Issuer grant reports disclose specific information relating to the grant or issue of an issuer’s securities and related financial instruments made to insiders of the issuer pursuant to compensation arrangements.