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Generating
National Instrument 81-102 Investment Funds
Appendix E

Investment Fund Conflict of Interest Reporting Requirements

Jurisdiction Securities Legislation Reference
Alberta
s. 191(1)(a) of the Securities Act (Alberta)
British Columbia
s. 9(a) of BC Instrument 81-513 Self-Dealing

New Brunswick
s. 143(1)(a) of the Securities Act (New Brunswick)
Newfoundland and Labrador
s. 118(1)(a) of the Securities Act (Newfoundland and Labrador)
Nova Scotia
s. 125(1)(a) of the Securities Act (Nova Scotia)
Ontario
s. 117(1)(a) of the Securities Act (Ontario)
Saskatchewan
s. 126(1)(a) of the The Securities Act, 1988 (Saskatchewan)