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National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer
Part 1 Definitions and Interpretation
Section 1.2

Holding of Security by Intermediary

CAUTION: Lexata's content was last updated in 2024 and may not reflect current securities regulatory requirements.

In this Instrument, an intermediary is considered to hold a security if the security is held

(a) by the intermediary directly; or

(b) by the intermediary indirectly through another person or company on behalf of the intermediary.