National Instrument 62-103 The Early Warning System and Related Takeover Bid and Insider Reporting Issues
Appendix A

Appendix A – Control Block Distribution Definition

ALBERTA Clause 1(p)(iii) of the Securities Act (Alberta)

BRITISH COLUMBIA Paragraph (c) of the definition of “distribution” contained in subsection 1(1) of the Securities Act (British Columbia)

MANITOBA Paragraph 1(b) of the definition of “primary distribution to the public” contained in subsection 1(1) of the Securities Act (Manitoba)

NEW BRUNSWICK Paragraph (c) of the definition of “distribution” contained in section 1(1) of the Securities Act (New Brunswick)

NEWFOUNDLAND Clause 2(1)(l)(iii) of the Securities Act (Newfoundland)

NORTHWEST TERRITORIES Paragraph (c) of the definition of “distribution” contained in subsection 1(1) of the Securities Act (Northwest Territories)

NUNAVUT Paragraph (c) of the definition of “distribution” contained in subsection 1(1) of the Securities Act (Nunavut)

NOVA SCOTIA Clause 2(1)(l)(iii) of the Securities Act (Nova Scotia)

ONTARIO Paragraph (c) of the definition of “distribution” contained in subsection 1(1) of the Securities Act (Ontario)

PRINCE EDWARD Subclause (iii) of the definition of “distribution” contained in clause 1(k) of the Securities Act (Prince Edward Island)

QUEBEC Subparagraph 9 of the definition of “distribution” contained in section 5 of the Securities Act (Quebec)

SASKATCHEWAN Subclause 2(1)(r)(iii) of The Securities Act, 1988 (Saskatchewan)

YUKON TERRITORY Paragraph (c) of the definition of “distribution” contained in subsection 1(1) of the Securities Act (Yukon Territory)