(1) Before a person or company acts as an intermediary, the person or company shall send the following information to each depository:
(a) the intermediary’s name and address;
(b) the name and address of each nominee of the intermediary in whose name the intermediary holds securities on behalf of beneficial owners; and
(c) the name, address, telephone number, fax number and any electronic mail address of a representative of the intermediary.
(2) A person or company that is an intermediary on the date of the coming into force of this Instrument shall, on that date, send to each depository the information referred to in subsection (1), unless it has already done so.
(3) An intermediary shall send notice to each depository of a change in the information contained in a notice given under this section within five business days after the change.