CWB Wealth Management Ltd.

June 1, 2018


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5, 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).