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Plum Financial Group Inc. et al.

May 27, 2024 | Decision | Securities Act, 41-101 | Issuers | https://www.osc.ca/en/securities-law/orders-rulings-decisions/plum-financial-group-inc-et-al-0

: Securities Act, R.S.O. 1990, c. S.5, as am., s. 62(5).


The Ontario Securities Commission (OSC) granted Plum Financial Group Inc. and Cen-ta Real Estate Ltd. an extension for filing a renewal prospectus for their continuous public offering of certain investor services. The original lapse date of their current prospectus was March 17, 2024, and it was initially extended to May 17, 2024. The Filers requested a further extension to September 17, 2024, due to ongoing discussions with OSC staff regarding their pro forma prospectus filed on February 14, 2024. The OSC determined that the extension would not prejudice the public interest, as the Filers have not distributed securities under the current prospectus and will not do so until a receipt for the final prospectus is issued. This decision was made under subsection 62(5) of the Securities Act (Ontario).

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