Certifying Officers’ Daily Interaction

CAUTION: Lexata's content was last updated in 2024 and may not reflect current securities regulatory requirements.

The certifying officers’ daily interaction with their control systems provides them with opportunities to evaluate the operating effectiveness of the issuer’s DC&P and ICFR during a financial year. This daily interaction could provide an adequate basis for the certifying officers’ evaluation of DC&P or ICFR if the operation of controls, policies and procedures is centralized and involves a limited number of personnel. Reasonable support of such daily interaction would include memoranda, e-mails and instructions or directions from the certifying officers to other employees.

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