| JURISDICTION | SECURITIES LEGISLATION REFERENCE |
| Alberta | Part 15 — Insider Trading and Self-Dealing of the Securities Act (Alberta) |
| British Columbia | BC Instrument 81-513 Self-Dealing |
| Manitoba | Part XI — Insider Trading of the Securities Act (Manitoba) |
| Newfoundland and Labrador | Part XX — Insider Trading and Self-Dealing of the Securities Act (Newfoundland and Labrador) |
| New Brunswick | Part 10 — Insider Trading and Self-Dealing of the Securities Act (New Brunswick) |
| Northwest Territories | Part 11 — Insider Reporting and Early Warning of the Securities Act (Northwest Territories) |
| Nova Scotia | Sections 112 — 128 of the Securities Act (Nova Scotia) |
| Ontario | Part XXI — Insider Trading and Self-Dealing of the Securities Act (Ontario) |
| Quebec | Section 236 of the Securities Regulation (Quebec) |
| Saskatchewan | Part XVII — Insider Trading and Self-Dealing — Mutual Funds of the Securities Act (Saskatchewan) |
| Alberta, British Columbia, Manitoba, Newfoundland and Labrador, New Brunswick, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, Quebec, Saskatchewan and Yukon | Part 4 of National Instrument 81-102 Investment Funds and section 13.5 of National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations |
