National Instrument 81-107 Independent Review Committee for Investment Funds
Appendix A Conflict of Interest or Self-Dealing Provisions

Conflict of Interest or Self-Dealing Provisions

JURISDICTIONSECURITIES LEGISLATION REFERENCE
Alberta Part 15 — Insider Trading and Self-Dealing of the Securities Act (Alberta)
British Columbia BC Instrument 81-513 Self-Dealing
Manitoba Part XI — Insider Trading of the Securities Act (Manitoba)
Newfoundland and Labrador Part XX — Insider Trading and Self-Dealing of the Securities Act (Newfoundland and Labrador)
New Brunswick Part 10 — Insider Trading and Self-Dealing of the Securities Act (New Brunswick)
Northwest Territories Part 11 — Insider Reporting and Early Warning of the Securities Act (Northwest Territories)
Nova Scotia Sections 112 — 128 of the Securities Act (Nova Scotia)
Ontario Part XXI — Insider Trading and Self-Dealing of the Securities Act (Ontario)
Quebec Section 236 of the Securities Regulation (Quebec)
Saskatchewan Part XVII — Insider Trading and Self-Dealing — Mutual Funds of the Securities Act (Saskatchewan)
Alberta, British Columbia, Manitoba, Newfoundland and Labrador, New Brunswick, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, Quebec, Saskatchewan and YukonPart 4 of National Instrument 81-102 Investment Funds and section 13.5 of National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations