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capital markets rules on demand

  • Financial Statements and MD&A
  • Non-GAAP Financial Measures
  • Climate Disclosure
  • Insider Reporting, Early Warning, and Takeover Bid Exemptions
  • Investment Funds
  • Definitions
  • 2022 AGM Calculators
  • Exemptive Relief Orders
  • Rules
    • National Instrument 55-104 Insider Reporting Requirements and Exemptions
    • National Instrument 62-103 The Early Warning System and Related Takeover Bid and Insider Reporting Issues
    • National Instrument 62-104 Takeover Bids and Issuer Bids
    • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)
  • Forms
    • Form 62-103F1 Required Disclosure under the Early Warning Requirements
    • Form 62-103F2 Required Disclosure by an Eligible Institutional Investor under Section 4.3
    • Form 62-103F3 Required Disclosure by an Eligible Institutional Investor under Part 4
    • Form 62-104F1 Take-Over Bid Circular
    • Form 62-104F2 Issuer Bid Circular
    • Form 55-102F1 Insider Profile
    • Form 55-102F2 Insider Report
    • Form 55-102F3 Issuer Profile Supplement
    • Form 55-102F4 Issuer Event Report
    • Form 55-102F5 SEDI User Registration Form
    • Form 55-102F6 Insider Report
  • Policies
    • Companion Policy to NI 55-104 Insider Reporting Requirements and Exemptions
    • National Policy 62-203 Take-Over Bids and Issuer Bids
    • Companion Policy to National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)
    • National Policy 51-201 Disclosure Standards
  • Staff Notices
    • CSA Staff Notice 55-312 Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization)
    • CSA Staff Notice 55-315 Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions
    • CSA Staff Notice 55-316 Questions and Answers on Insider Reporting and SEDI
    • CSA Staff Notice 55-317 Automatic Securities Disposition Plans
    • OSC Staff Notice 55-701 Automatic Securities Disposition Plans and Automatic Securities Purchase Plans
  • Ontario Securities Act
    • Interpretation
    • Part XXI Insider Trading and Self-Dealing
    • Regulation 1015
  • CBCA
    • Part I Interpretation and Application
  • OBCA
    • Part I Definitions, Interpretation and Application
  • Exemptive Relief Orders

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