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Ontario Securities Act
- Section 106(2) Same [follows Definitions]
- Section 107 Insider Reporting
- Section 110(2) Interpretation
- Section 111 Loans of Investment Funds
- Section 112 Indirect Investment
- Section 113 Relieving Orders
- Section 114 Exemption to Cl. 110(2)(c)
- Section 115 Fees on Investment
- Section 116 Standard of Care, Investment Fund Managers
- Section 117 Filing by Management Companies
- Section 119 Trades by Mutual Fund Insiders
- Section 120 Publication of summaries of reports
- Section 121 Filing in Other Jurisdictions
- Section 121.1 Authorized Exceptions to Prohibitions
- Section 121.4 Oversight, etc., of Investment Funds
- Regulation 1015, Sections 1(5) and 1(6) Interpretation
- Regulation 1015, Section 1(7) Interpretation
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National Instruments
- National Instrument 55-104 Insider Reporting Requirements and Exemptions
- National Instrument 81-102 Investment Funds
- National Instrument 81-106 Investment Fund Continuous Disclosure
- National Instrument 81-107 Independent Review Committee for Investment Funds
- National Instrument 62-103 The Early Warning System and Related Takeover Bid and Insider Reporting Issues
- Part 5 Reports and Announcements of Acquisitions; Part 6, Section 6.1 Exemption; and related definitions in National Instrument 62-104 Takeover Bids and Issuer Bids
- Part 4 Financial Statements and Related Documents in a Long Form Prospectus in National Instrument 41-101 General Prospectus Requirements
- Part 8 Business Acquisition Report of NI 51-102 Continuous Disclosure Obligations
- National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards
- National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure [coming into effect in Q4 2021]
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OSC Rules
- Appendix D, Section D of OSC Rule 13-502 Fees re late insider reports
- Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020 (May 20, 2020)
- Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities (April 17, 2020)
- Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds (March 23, 2020)
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Forms
- Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance
- Form 62-103F1 Required Disclosure under the Early Warning Requirements
- Form 62-103F2 Required Disclosure by an Eligible Institutional Investor under Section 4.3
- Form 62-103F3 Required Disclosure by an Eligible Institutional Investor under Part 4
- Item 32 and Item 35 of Form 41-101 Information Required in a Prospectus
- Item 10 and Item 11 of Form 44-101 Short Form Prospectus
- General Instructions 8, 12, and 13 and Sections 1.15, 37.1, 37.2, 38.1 and 38.2 of Form 41-101F2 Information Required in an Investment Fund Prospectus
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Policies
- Companion Policy to NI 55-104 Insider Reporting Requirements and Exemptions
- Companion Policy to NI 81-102 Investment Funds
- Companion Policy to NI 81-106 Investment Fund Continuous Disclosure
- Section 3.1 Equity Swap or similar derivative arrangement and Section 3.2 Securities lending arrangements of National Policy 62-203 Take-Over Bids and Issuer Bids
- Section 6.10 Insider Trading Policies and Blackout Periods of National Policy 51-201 Disclosure Standards
- Part 5 Content of Long Form Prospectus (Financial Statements) of Companion Policy to NI 41-101
- Sections 4.9 and 4.10 of Part 4 of Companion Policy to NI 44-101
- Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure [coming into effect in Q4 2021]
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Staff Notices
- CSA Staff Notice 52-306 Non-GAAP Financial Measures [to be replaced by NI 52-112 and 52-112CP in Q4 2021]
- Revised Approval 81-901 Mutual Fund Trusts – Approval of Trustees (June 11, 2019)
- CSA Staff Notice 81-331 Investment Funds Investing in Bail-in Debt (August 23, 2018)
- OSC Staff Notice 81-710 Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager (May 14, 2010)
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