In this Instrument:
“marketplace” means
(a) an exchange,
(b) a quotation and trade reporting system,
(c) a person or company not included in paragraph (a) or (b) that
(i) constitutes, maintains or provides a market or facility for bringing
together buyers and sellers of securities,
(ii) brings together the orders for securities of multiple buyers and sellers,
and
(iii) uses established, non-discretionary methods under which the orders
interact with each other, and the buyers and sellers entering the
orders agree to the terms of a trade, or
(d) a dealer that executes a trade of an exchange-traded security outside of a
marketplace,
but does not include an inter-dealer bond broker;