BNP Paribas Securities Corp.

September 15, 2017


Statutes Cited: 

  • Securities Act, R.S.O. 1990, c.S.5, as amended ss. 25(1), 74(1).

Instruments Cited: 

  • Multilateral Instrument 11-102 Passport System, s. 4.7.
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 8.5, 8.18, 8.21.
  • National Instrument 81-102 Investment Funds.