Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(a) and 15.1.
- National Instrument 81-102 Investment Funds, ss. 4.1(2) and 19.1.
- Securities Act, R.S.O. 1990, c. S.5, as am., ss. 111(2)(b) and (c), and 113 and 117.