Secure Energy Services Inc. and Rene Amirault

June 23, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 107(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3.

The Intertain Group Limited

May 9, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107, 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 52-110 Audit Committees, s. 8.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1(2).
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, s. 3.1.

Sirius XM Canada Holdings Inc. and 2517835 Ontario Inc.

February 10, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107, 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, s. 13.3.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, ss. 8.4, 8.6(2).
  • National Instrument 52-110 Audit Committees, ss. 1.2(f), 8.1(2).
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c), 3.1(2).
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1(2).
  • Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions, ss. 6.3(1)(c), 6.3(2).

Sun Life Assurance Company of Canada and Sun Life Capital Trust

January 13, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c.S-5, as amended, ss.107, 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), ss. 2.1, 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 44-101 Short Form Prospectus Distributions, Part 2 and s. 8.1.
  • Form 44-101F1 Short Form Prospectus, Item 6 and s. 11.1.
  • National Instrument 44-102 Shelf Distributions, Part 2 and s. 11.1.

Solium Capital Inc. and Brian Craig

December 14, 2018


Applicable Legislative Provisions:

  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3.
  • Ontario Securities Act, s.107

The Manufacturers Life Insurance Company and Manulife Financial Capital Trust II

January 13, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c.S-5, as amended, ss.107, 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), ss. 2.1, 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 44-101 Short Form Prospectus Distributions, Part 2 and s. 8.1.
  • Form 44-101F1 Short Form Prospectus, Item 6 and s. 11.1.
  • National Instrument 44-102 Shelf Distributions, Part 2 and s. 11.1.


Pierre Beaudoin et al. and Bombardier Inc.

September 14, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3.

MYM Nutraceuticals Inc.

May 2, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3

Kaushik Rakhit et al.

February 9, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3.

Solium Capital Inc. and Michael Broadfoot

February 6, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107(2).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 3.3.

Source Energy Services Ltd. and James McMahon

January 2, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107(2).
  • National Instrument 55-104 Insider Reporting Require-ments and Exemptions, s. 3.3.

HEXO Corp. and Newstrike Brands Ltd.

May 31, 2019


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 107 and 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.3.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

Aleafia Health Inc. et al.

April 26, 2019


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 107, 121(2)(a)(ii).
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.3.
  • Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 4.5.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

Brookfield Infrastructure Partners L.P.

October 29, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107, 121(2)(a)(ii).
  • National Instrument 44-101 Short Form Prospectus Distributions, s. 8.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 52-110 Audit Committees, s. 8.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1(2).
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c), 3.1.

Ian Robertson et al.

October 9, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990. c. S.5. ss. 107(2), 121(2)(a)(ii).
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, ss. 2.2, 3.3

Brookfield Property Partners L.P. et al.

May 4, 2018


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107, 121(2)(a)(ii).
  • National Instrument 44-101 Short Form Prospectus Distributions, ss. 2.4, 2.8, 8.1(2).
  • Form 44-101F1 Short Form Prospectus, ss. 6.1, 11.1(1), 12.1, 13.3.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, ss. 8.5, 8.6.
  • National Instrument 52-110 Audit Committees, ss. 1.2(g), 8.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1(2).
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c), 3.1(2).

Minister of Energy (Ontario) and Hydro One Limited

June 6, 2017


Applicable Legislative Provisions:

  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 74, 121(2)(a)(ii).
  • National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions.
  • National Instrument 51-102 Continuous Disclosure Obligations.
  • National Instrument 62-103 The Early Warning System and Related Take-over Bid and Insider Reporting Issues.
  • National Instrument 62-104 Take-Over Bids and Issuer Bids.
  • OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions.