Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
- National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).
NI 81-107 Exemptive Relief Orders/Part 6/
Exemptive Relief Orders (2019 - 2021): s.6.1
Priviti Capital Corporation
April 24, 2020
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(b)(ii)-(iii), 15.1.
- National Instrument 81-105 Investment Funds, ss. 4.2(1), 4.3(1), 19.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
Lincluden Investment Management Limited
December 10, 2019
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5 and 15.1.
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2) and 19.2.
- National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2) and 6.1(4).
Manulife Asset Management Limited
May 9, 2019
Applicable Legislative Provisions
National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5 and 15.1.
National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
TD Asset Management Inc.
April 18, 2019
Applicable Legislative Provisions
National Instrument 81-102 Investment Funds, ss. 4.2(1) and 19.2.
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5 and 15.1.
National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
Picton Mahoney Asset Management
March 25, 2019
Applicable Legislative Provisions
National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.
National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).
Galileo Global Equity Advisors Inc.
October 15, 2018
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.National Instrument 81-107
- Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).
Franklin Templeton Investments Corp.
September 6, 2018
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5, 15.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
Ninepoint Partners LP
September 4, 2018
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
- National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
CWB Wealth Management Ltd.
June 1, 2018
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5, 15.1.
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
Beutel, Goodman & Company Ltd.
March 1, 2018
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5 and 15.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2) and 6.1(4).
SPR & Co LP
July 24, 2017
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.
- National Instrument 81-102 Investment Funds, ss. 2.5(2), 2.5(7).
- National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1, 6.2.
Marquest Asset Management Inc.
July 24, 2017
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.1.
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(b), 15.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).
I.G. Investment Management, Ltd. and Investors Group Funds
April 28, 2017
Applicable Legislative Provisions:
- National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(b), 15.1.
- National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).
- National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
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