PIMCO Canada Corp.

November 10, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).

Priviti Capital Corporation

April 24, 2020


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(b)(ii)-(iii), 15.1.
  • National Instrument 81-105 Investment Funds, ss. 4.2(1), 4.3(1), 19.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).

Counsel Portfolio Services Inc. and Mackenzie Financial Corporation

April 15, 2020


Applicable Legislative Provisions:

  • Securities Act (Ontario), RSO 1990, c S.5, as am., ss. 62, 62(5).
  • National Instrument 81-106, Investment Fund Continuous Disclosure, ss. 2.2, 4.2, 5.1(2), 5.2(5), 5.3(3), 5.4, 9.3, 17.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 4.4, 6.2, 7.1.

I.G. Investment Management, Ltd.

April 15, 2020


Applicable Legislative Provisions:

  • Securities Act (Ontario), RSO 1990, c S.5, as am., ss. 62, 62(5).
  • National Instrument 81-106, Investment Fund Continuous Disclosure, ss. 2.2, 4.2, 5.1(2), 5.2(5), 5.3(3), 5.4, 9.3, 17.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 4.4, 6.2, 7.1.
  • Order No. 7515

Lincluden Investment Management Limited

December 10, 2019


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5 and 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2) and 19.2.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2) and 6.1(4).

Manulife Asset Management Limited

May 9, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5 and 15.1.
National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).


TD Asset Management Inc.

April 18, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 4.2(1) and 19.2.
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5 and 15.1.
National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).


Picton Mahoney Asset Management

March 25, 2019


Applicable Legislative Provisions

National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.
National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).


Galileo Global Equity Advisors Inc.

October 15, 2018


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.National Instrument 81-107
  • Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).

MD Financial Management Inc.

September 21, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 4.2, 19.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.2.

Franklin Templeton Investments Corp.

September 6, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5, 15.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).

Ninepoint Partners LP

September 4, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).

CWB Wealth Management Ltd.

June 1, 2018


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5, 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).

Beutel, Goodman & Company Ltd.

March 1, 2018


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5 and 15.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2) and 6.1(4).

SPR & Co LP

July 24, 2017


Applicable Legislative Provisions:

  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5, 15.1.
  • National Instrument 81-102 Investment Funds, ss. 2.5(2), 2.5(7).
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1, 6.2.

Marquest Asset Management Inc.

July 24, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.1.
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(b), 15.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, s. 6.1(2).

I.G. Investment Management, Ltd. and Investors Group Funds

April 28, 2017


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(b), 15.1.
  • National Instrument 81-107 Independent Review Committee for Investment Funds, ss. 6.1(2), 6.1(4).
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 4.3(1), 4.3(2), 19.2.