Applicable Legislative Provisions:
- National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2) and 19.1.
- National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.
NI 81-102 Exemptive Relief Orders/Part 9/
Exemptive Relief Orders (2019 - 2021): s.9.2
Guardian Capital LP
January 19, 2021
Applicable Legislative Provisions:
- National Instrument 81-101 Mutual Fund Prospectus Disclosure, s. 6.1.
- National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.
CIBC Asset Management Inc.
September 16, 2020
Applicable Legislative Provisions:
- National Instrument 81-102 — Investment Funds, Parts 9, 10 and 14 and s. 19.1.
Picton Mahoney Asset Management
June 24, 2019
Applicable Legislative Provisions
National Instrument 81-102 – Investment Funds, ss. 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, and 19.1.
Russell Investments Canada Limited
February 27, 2019
Applicable Legislative Provisions
National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
Coin Capital Investment Management Inc.
September 4, 2018
Applicable Legislative Provisions:
- Securities Act (Ontario), R.S.O. 1990, c. S.5, as am., ss. 59(1), 147.
- National Instrument 41-101 General Prospectus Requirements, s. 19.1.
- National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2 and s. 6.1.
- National Instrument 81-102 Investment Funds, ss. 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
IA Clarington Investments Inc. et al.
August 27, 2018
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
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BMO Investments Inc.
May 17, 2018
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 2.1(1), 2.2(1)(a), 2.5(2)(e), 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1 and 19.1.
Arrow Capital Management Inc.
November 21, 2017
Applicable Legislative Provisions:
- National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
Equium Capital Management Inc.
October 17, 2017
Applicable Legislative Provisions:
- National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
PIMCO Canada Corp.
August 4, 2017
Applicable Legislative Provisions:
- National Instrument 81-102 Investment Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
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