Guardian Capital LP

January 19, 2021


Applicable Legislative Provisions:

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, s. 6.1.
  • National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.

CIBC Asset Management Inc.

September 16, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 — Investment Funds, Parts 9, 10 and 14 and s. 19.1.

Emerge Canada Inc.

2021-03-09


Applicable Legislative Provisions:

  • National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2) and 19.1.
  • National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.

NCM Asset Management Ltd.

May 14, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Mutual Funds, ss. 2.6(1)(a), 19.1, Parts 9, 10, 14.

NCM Asset Management Ltd.

May 14, 2020


Applicable Legislative Provisions:

  • National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2), 5.9, 19.1.
  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2, s. 6.1.
  • Securities Act (Ontario), R.S.O. 1990, c. S.5, as am., ss. 59(1), 147.
  • National Instrument 81-102 Investment Funds, Parts 9, 10, 14, ss. 2.6(a), 19.1.

Lysander Funds Limited

April 24, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 2.1(1), 2.6, 2.6.1(1)(c), 2.6.1(2), (3), 2.7(1), (2), (3), 2.8, 2.11, 6.1(1), 7.1, 9.3(1), 10.3(1), 10.4(1), 19.1.
  • National Instrument 81-102 Investment Funds, ss. 15.3(2), 15.3(4)(c), 15.6(1)(a)(i), 15.6(1)(d), 15.8(2)(a.1), 15.8(3)(a.1), 19.1.
  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, s. 2.1.
    Item 5 of Part I of Form 81-101F3 Contents of Fund Facts Document.

CI Investments

December 19, 2019


Applicable Legislative Provisions: 

  • Securities Act (Ontario), R.S.O. 1990, c. S. 5, as am., ss. 59(1) and 147.
  • National Instrument 41-101 General Prospectus Requirements, s. 19.1
  • National Instrument 81-102 — Investment Funds, Parts 9, 10 and 14 and s. 19.1.

Picton Mahoney Asset Management

June 24, 2019


Applicable Legislative Provisions

National Instrument 81-102 – Investment Funds, ss. 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, and 19.1.


Russell Investments Canada Limited

February 27, 2019


Applicable Legislative Provisions

National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.


Evolve Funds Group Inc.

February 8, 2019


Applicable Legislative Provisions

National Instrument 41-101 General Prospectus Requirements, s. 19.1.
National Instrument 81-102 — Investment Funds, Parts 9, 10 and 14 and s. 19.1.


Starlight Investments Capital LP et al.

September 21, 2018


Applicable Legislative Provisions:

  • Securities Act (Ontario), R.S.O. 1990, c. S.5, as am., ss. 59(1), 147.
  • National Instrument 41-101 General Prospectus Requirements, s. 19.1.
  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2 and s. 6.1.
  • National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.

Coin Capital Investment Management Inc.

September 4, 2018


Applicable Legislative Provisions: 

  • Securities Act (Ontario), R.S.O. 1990, c. S.5, as am., ss. 59(1), 147.
  • National Instrument 41-101 General Prospectus Requirements, s. 19.1.
  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2 and s. 6.1.
  • National Instrument 81-102 Investment Funds, ss. 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.

IA Clarington Investments Inc. et al.

August 27, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.
    [TRANSLATION]

Canoe Financial LP

July 19, 2018


Applicable Legislative Provisions:

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1, 2.2, 2.2.1, 2.2.2, 2.2.3, 2.3, 2.3.1, 4.1, 4.2.
  • Form 81-101F1.
  • Form 81-101F2.
  • Form 81-101F3.
  • National Instrument 81-102 Investment Funds, ss. 1.3(1), 2.5(2), 5.5(1), 9.3(1), 10.3(1) and Part 15.
  • National Instrument 81-106 Investment Fund Continuous Disclosure, Parts 2, 3, 4, 5, 6, 10, 12, 15 and 16.


BMO Investments Inc.

May 17, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 2.1(1), 2.2(1)(a), 2.5(2)(e), 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1 and 19.1.

Arrow Capital Management Inc.

November 21, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.

Equium Capital Management Inc.

October 17, 2017


Applicable Legislative Provisions:

  • National Instrument 81-102 Mutual Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.

PIMCO Canada Corp.

August 4, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 2.6(a), 9.1, 9.2, 9.3, 9.4, 10.1, 10.2, 10.3, 10.4, 10.5, 10.6, 14.1, 19.1.