Integra Capital Limited

December 14, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds — ss. 5.5(1)(a.1) and 5.5(3).

Next Edge Bio-Tech Plus Fund et al.

December 1, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.1(1)(f), 5.5(1)(b), 5.6(1), 5.7(1)(b) and 19.1(2).

CI Investments Inc.

March 18, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b) and 19.1(2).

Northwest & Ethical Investments L.P.

December 18, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.6(1), 5.7(1)(b) and 19.1(2).

CI Investments Inc

March 19, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1), 5.5(3), 5.6(1), 5.7(1).

Fiera Investments LP et al.

June 17, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(a), 5.5(1)(b), 19.1.

NCM Asset Management Ltd. et al.

April 3, 2020


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.6(1), 5.7(1)(b).


Vertex One Asset Management Inc. et al.

December 13, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, paragraphs 5.5(1)(a) and 5.5(1)(b) and subsection 19.1(2).

CI Investments Inc. et al.

October 24, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b) and 19.1(2).

Purpose Investments Inc. et al.

September 30, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(a), 5.5(1)(b), 19.1.


TD Asset Management Inc. et al.

August 16, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b) and 19.1(2).

AGF Investments Inc.

May 13, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b), 19.1(2).

Ninepoint Partners LP et al.

May 3, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b), 19.1(2).

AGF Investments Inc. et al.

April 2, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b), 19.1(2).

IA Clarington Investments Inc. et al.

March 15, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, sections 5.5(1)(b), 5.6, 5.7(1)(b) and 19.1.
[Translation]


BMO Investments Inc. et al.

March 6, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.


Ninepoint Partners LP et al.

March 1, 2019


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b, 5.7(1)(b), 19.1(2).

Canoe Financial LP et al.

February 7, 2019


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.


Integra Capital Limited

December 17, 2018


Applicable Legislative Provisions

 
National Instrument 81-102 Investment Funds,
  ss. 5.5(1)(a.1), 19.1.
 

 


Yorkville Asset Management Inc.

December 6, 2018


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(a.1), 5.8(1)(a), 19.1.


BMO Nesbitt Burns Inc. et al.

December 6, 2018


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(f), 5.5(1)(b), 5.6, 5.7.


Ninepoint Partners LP et al.

November 20, 2018


Applicable Legislative Provisions

National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.


MD Financial Management Inc

September 18, 2018


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(a.1), 19.1.

OceanRock Investments Inc.

September 10, 2018


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(a); 5.5(1)(b), 5.5(1)(c).

Purpose Investments Inc. et al.

August 10, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, paragraph 5.5(1)(b) and subsection 19.1.

Canoe Financial LP

July 19, 2018


Applicable Legislative Provisions:

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1, 2.2, 2.2.1, 2.2.2, 2.2.3, 2.3, 2.3.1, 4.1, 4.2.
  • Form 81-101F1.
  • Form 81-101F2.
  • Form 81-101F3.
  • National Instrument 81-102 Investment Funds, ss. 1.3(1), 2.5(2), 5.5(1), 9.3(1), 10.3(1) and Part 15.
  • National Instrument 81-106 Investment Fund Continuous Disclosure, Parts 2, 3, 4, 5, 6, 10, 12, 15 and 16.


Soundvest Capital Management Ltd

May 23, 2018


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(a.1), 5.7(1)(a), 5.8(1), 19.1.

Purpose Investments Inc. et al.

April 20, 2018


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, paragraph 5.5(1)(b) and subsection 19.1.

Ninepoint Partners LP et al.

March 28, 2018


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b).

OceanRock Investments Inc.

March 27, 2018


Applicable Legislative Provisions:

  • National Instrument 81-102 Mutual Fund section 5.5(1).

Ninepoint Partners LP et al.

December 4, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.

CI Investments Inc. et al.

October 24, 2017


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, s. 5.5(1)(b).

CI Investments Inc.

October 19, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.

FT Portfolios Canada Co. et al.

October 6, 2017


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.5(3), 5.6, 5.7, 19.1.

Sentry Investments Inc.

September 27, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(a.1), 5.7(1)(a), 5.8(1), 19.1.

Canoe Financial LP et al.

July 17, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.

Invesco Canada Ltd. et al.

July 12, 2017


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.

LOGiQ Capital 2016

June 22, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.5(3), 5.6, 5.7.

National Bank Investments Inc. et al.

May 11, 2017


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.6, 5.7(1)(b) and 19.1.
    [Translation]