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Exemptive Relief Orders (2019 - 2021): NI 55-102 Exemptive Relief Orders

Sun Life Assurance Company Canada, Sun Life Capital Trust

23-Nov-21


Applicable Legislative Provisions: 

  • Securities Act (Ontario), ss. 111(2)(c)(ii), 111(4) and 113.
  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(a) and 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 9.4(2), and 19.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), ss. 2.1 and 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 44-101 Short Form Prospectus Distributions, Part 2 and s. 8.1.
  • Form 44-101F1 Short Form Prospectus, Item 6 and s. 11.1.
  • National Instrument 44-102 Shelf Distributions, Part 2 and s. 11.1.

Canopy Growth Corporation and the Supreme Cannabis Company, Inc.

2021-10-01


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.3 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

HEXO Corp. and 48North Cannabis Corp.

2021-08-31


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c.S.5, as am., s. 107.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.3.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

Brookfield Property Partners L.P. & Brookfield Property Preferred L.P.

2021-07-02


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107 and 121(2)(a)(ii).
  • National Instrument 44-101 Short Form Prospectus Distributions, ss. 2.4 and 8.1(2).
  • Form 44-101F1 Short Form Prospectus, ss. 6.1, 11.1(1), 12.1 and 13.3.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, ss. 8.5 and 8.6.
  • National Instrument 52-110 Audit Committees, ss. 1.2(g) and 8.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c) and 3.1(2).

Ultra Petroleum Corp.

2020-03-06


Applicable Legislative Provisions

  • National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, s. 8.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, s. 13.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, s. 3.1.
  • National Instrument 62-103 The Early Warning System and Related Take-Over Big and Insider Reporting Issues, s. 11.1.

Citation: Re Ultra Petroleum Corp., 2020 ABASC 3

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