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Rules

National Instrument 55-104 Insider Reporting Requirements and Exemptions

National Instrument 62-103 The Early Warning System and Related Takeover Bid and Insider Reporting Issues

National Instrument 62-104 Takeover Bids and Issuer Bids [only the early warning sections]

OSC Rule 13-502 Fees [only Section D of Appendix D relating to late insider reports]

forms

Forms

Form 62-103F1 Required Disclosure Under the Early Warning Requirements

Form 62-103F2 Required Disclosure by an Eligible Institutional Investor under Section 4.3

Form 62-103F3 Required Disclosure by an Eligible Institutional Investor under Part 4

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Legislation

Ontario Securities Act

[only the sections in (i) Part XXI Insider Trading and Self-Dealing, (ii) Part XXI.1 Governance and other Requirements and (iii) Regulation 1015 that relate to Insider Reporting and Investment Funds, and related definitions]

policies

Policies

Companion Policy to NI 55-104 Insider Reporting Requirements and Exemptions (May 9, 2016)

National Policy 62-203 Take-Over Bids and Issuer Bids (May 9, 2016) [early warning sections only]

National Policy 51-201 Disclosure Standards (May 31, 2013) [blackout trading section only]

exluded