CAUTION: Lexata's content was last updated in 2024 and may not reflect current securities regulatory requirements.
A
- acceptable summary form
- accounting principles
- acquiror
- acquiror’s securities
- acquisition
- acquisition announcement provisions
- acquisition date
- acquisition of related businesses
- acquisition statements
- acting jointly or in concert
- advertisement
- affairs
- affected security
- affiliate
- Affiliated Body Corporate
- affiliated entity
- AIF
- alternative mutual fund
- annual certificate
- annual filings
- annual financial statements
- annual report
- applicable CD rule
- applicable definitions
- applicable provisions
- arm’s length
- asset allocation service
- associate
- associated entity
- at-the-market distribution
- automatic securities purchase plan
B
C
- Canadian financial institution
- Canadian GAAP
- Canadian GAAS
- capital management measure
- cash cover
- cash equivalent
- cash payment option
- cash settled derivative
- CBCA
- CDS
- CEO
- certifying officer
- CFO
- class
- cleared specified derivative
- clearing corporation
- clearing corporation option
- client
- client response form
- clone fund
- collateral benefit
- company
- compensation arrangement
- conflict of interest matter
- connected transactions
- consultant
- contractual plan
- control
- control block distribution definition
- control person
- control person distribution
- conventional convertible security
- conventional floating rate debt instrument
- conventional warrant or right
- convertible
- convertible security
- COO
- corporate law
- credit derivative
- credit support issuer
- credit supporter
- currency cross hedge
- current annual financial statements
- current value
- custodian
D
- day
- DC&P
- dealer managed investment fund
- dealer manager
- debt-like security
- delta
- depository
- derivative
- designated foreign issuer
- designated foreign jurisdiction
- designated rating
- designated rating organization
- director
- disclosure controls and procedures
- disclosure document
- distribution
- distribution to the public
- dividend or interest reinvestment plan
- downstream transaction
- DRO affiliate
E
- early warning requirements
- earnings release
- economic exposure
- economic interest
- economic interest in a security
- education savings plan
- effective control
- electronic format
- eligible institutional investor
- entity
- entity related to the manager
- equity investee
- equity security
- equivalent debt
- EVCC
- exchange contract
- exchangeable security
- executive officer
- explanation to clients
F
- fair market value
- finance subsidiary
- financial institution
- financial outlook
- financial period
- financial statements
- FINS
- first IFRS financial statements
- fixed portfolio investment fund
- floating rate evidence of indebtedness
- FOFI
- foreign disclosure requirements
- foreign issuer
- foreign registrant
- foreign regulatory authority
- formal bid
- formal valuation
- forward contract
- forward-looking information
- freely tradeable
- fundamental investment objectives
- future-oriented financial information
- futures exchange
G
I
- ICFR
- IFRS
- IIROC
- illiquid asset
- incentive plan
- income trust
- independent
- independent committee
- independent director
- independent review committee
- independent valuation
- independent valuator
- index mutual fund
- index participation unit
- individual
- Information Circular
- insider
- insider bid
- insider report
- insider reporting requirement
- inter-fund self-dealing investment prohibitions
- interested party
- interim certificate
- interim filings
- interim financial report
- interim financial statement
- interim management report of fund performance
- interim period
- intermediary
- intermediary master list
- intermediary search request
- internal control over financial reporting
- International Standards on Auditing
- investment fund
- investment fund conflict of interest investment restrictions
- investment fund conflict of interest reporting requirements
- investment fund manager
- investment issuer
- investment manager
- investor fees
- IPO venture issuer
- issuer
- issuer bid
- issuer event
- issuer insider
- issuer`s GAAP
L
M
- major subsidiary
- management company
- management contract
- management expense ratio
- management fees
- management report of fund performance
- manager
- manager-prescribed number of units
- market capitalization
- market participant
- marketplace
- material change
- material contract
- material fact
- material weakness
- MD&A
- meeting
- member of the organization
- MFDA
- minor
- minority approval
- misrepresentation
- money market fund
- moratorium provisions
- mortgage
- MTN program
- mutual fund
- mutual fund dealer
- mutual fund in Ontario
- mutual fund in the jurisdiction
- mutual fund rating entity
N
- net asset value
- new financial year
- news release
- NOBO
- NOBO List
- nominee
- non-GAAP financial measure
- non-GAAP ratio
- non-objecting beneficial owner
- non-redeemable investment fund
- non-resident sub-adviser
- non-standard year
- non-venture issuer
- normal course issuer bid
- notice-and-access
- notification of meeting and record dates
- NP41
O
- objecting beneficial owner
- OBO
- offer to acquire
- offeree issuer
- offeree security
- offering corporation
- offering memorandum
- offeror
- officer
- old financial year
- omnibus proxy
- Ontario securities law
- operating entity
- operating income
- option
- option on futures
- order receipt office
- overall rating or ranking
- ownership
- ownership information
P
- parent credit supporter
- parent entity
- participant in a depository
- participating dealer
- participating fund
- performance data
- permitted index
- permitted precious metal
- permitted precious metal certificate
- permitted supranational agency
- person
- physical commodity
- pledgee
- portfolio adviser
- portfolio advisor
- portfolio asset
- portfolio securities
- precious metals fund
- predecessor statements
- preferred language of communication
- pricing date
- primary business statements
- primary financial statements
- principal distributor
- principal shareholder
- prior valuation
- private enterprise
- private mutual fund
- profit or loss attributable to owners of the parent
- profit or loss from continuing operations attributable to owners of the parent
- proportionately consolidated entity
- proximate intermediary
- proxy-related materials
- public quotation
- publicly accountable enterprise
- published market
- purchase
R
- record date for notice
- record date for voting
- registered firm
- registered holder
- regulated clearing agency
- regulations
- related derivative
- related financial instrument
- related investment funds
- related party
- related party transaction
- related person or company
- report to securityholders
- reportable segment
- reporting insider
- reporting issuer
- request for beneficial ownership information
- restricted security
- restructuring transaction
- retrospective
- retrospectively
- reverse takeover
- reverse takeover acquiree
- reverse takeover acquirer
- rules
S
- sales communication
- Sarbanes-Oxley Act
- scholarship award
- scholarship plan
- Scope 1
- Scope 2
- Scope 3
- SEC
- SEC foreign issuer
- SEC issuer
- SEC issuer
- SEC registrant (as defined under the Canada Business Corporations Act)
- securities lending arrangement
- security
- security
- securityholder
- securityholder materials
- securityholding percentage
- send
- senior officer
- shelf procedures
- shelf prospectus supplement
- short form prospectus
- short position
- significant change in a related financial instrument position
- significant shareholder
- SOX 302 Rules
- SOX 404 Rules
- special meeting
- special purpose entity
- special relationship
- special resolution
- special warrant
- specified asset-backed security
- specified dealer
- specified derivative
- specified financial measure
- specified profit or loss
- specified securities lending arrangement
- standardized future
- standing instruction
- statement of changes in financial position
- stock dividend plan
- stratification
- sub-custodian
- subsidiary
- subsidiary credit supporter
- Subsidiary Entity
- successor credit rating organization
- successor issuer
- summary financial information
- supplementary financial measure
- swap
- synthetic cash