Voyager Digital Ltd.

17-Dec-21


Applicable Legislative Provisions: 

  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2, ss. 5.2, 5.4 and 6.1.
  • National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues, ss. 4.1, 4.5 and 11.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, s. 13.1.
  • National Instrument 41-101 General Prospectus Requirements, s. 19.1.
  • Ontario Securities Commission Rule 56-501 Restricted Shares, s. 4.2.

Beutel Goodman Company Ltd.

07-Dec-21


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, s.15.3(4)(c) and (f), and 19.1.

Middlefield Limited

30-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss.15.3(4)(c) and (f), and 19.1.

Arrow Capital Management Inc. and Arrow Global Opportunities Alternative Class

23-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1 and 6.1.
  • Item 5 of Part I of Form 81-101F3 Contents of Fund Facts Document.
  • National Instrument 81-102 Investment Funds, ss.15.3(2), 15.3(4)(c), 15.6(1)(a)(i), 15.6(1)(d), 15.8(2)(a.1),15.8(3)(a.1) and 19.1.
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss.4.4 and 17.1.
  • Items 3.1(7), 4.1(1), 4.1(2), 4.2(1), 4.3(1) and 4.3(2) of Part B of Form 81-106F1 and Items 3(1) and 4 of Part C of Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance.


Sun Life Assurance Company Canada, Sun Life Capital Trust

23-Nov-21


Applicable Legislative Provisions: 

  • Securities Act (Ontario), ss. 111(2)(c)(ii), 111(4) and 113.
  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(a) and 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 9.4(2), and 19.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), ss. 2.1 and 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 44-101 Short Form Prospectus Distributions, Part 2 and s. 8.1.
  • Form 44-101F1 Short Form Prospectus, Item 6 and s. 11.1.
  • National Instrument 44-102 Shelf Distributions, Part 2 and s. 11.1.


Fidelity Investments Canada ULC and Fidelity Advantage Bitcoin ETF™

19-Nov-21


Applicable Legislative Provisions: 

  • Securities Act (Ontario), ss. 111(2)(c)(ii), 111(4) and 113.
  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(a) and 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.2(1), 9.4(2), and 19.1.

3iQ Corp.

18-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 81-102 Investment Funds, ss. 6.8(1), 6.8(2)(c) and 19.1

Telesat Corporation and Telesat Partnership LP

16-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2 and ss. 5.2, 5.4 and 6.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 10.1(1)(a), 10.1(4), 10.1(6) and 13.1.
  • National Instrument 41-101 General Prospectus Requirements, ss. 12.2(3), 12.2(4) and 19.1.
  • National Instrument 44-101, Short Form Prospectus Distributions, s. 8.1.
  • Ontario Securities Commission Rule 56-501 Restricted Shares, ss. 2.3(1)(1.), 2.3(1)(3.), 2.3(2) and 4.2.

Ninepoint Partners LP et al

15-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1 and 6.1(1).
  • Form 81-101F1 Contents of Simplified Prospectus, Items 5(b), 9.1(b) and 13.2 of Part B.
  • Form 81-101F3 Contents of Fund Facts Document, Items 2, 3, 4 and 5 of Part I and Item 1.3 of Part II.
  • National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2), 3B.2 and 19.1.
  • Form 41-101F2 Information Required in an Investment Fund Prospectus, Item 17.2.
  • Form 41-101F4 Information Required in an ETF Facts Document, Items, 2, 3, 4 and 5 of Part I, and Item 1.3 of Part II.
  • National Instrument 81-102 Investment Funds, ss. 2.3(1)(f), 3.1, 15.1.1, 15.3(2), 15.6(1)(a)(i)(A), 15.6(1)(b), 15.6(1)(d)(i), 15.8(2)(a), 15.8(2)(a.1), 15.8(3)(a), 15.8(3)(a.1), 15.9(2) and 19.1(1), and Items 2 and 4 of Appendix F Investment Risk Classification Methodology.
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 2.1, 2.3, 4.4 and 17.1(1).
  • Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Items 3.1(1), 3.1(7), 3.1(7.1), 3.1(8), 3.1(13), 4.1(1), 4.1(2), 4.2(1), 4.2(2), 4.3(1)(a) and 4.3(1)(b) of Part B, and Items 3(1) and 4 of Part C.

Canada Jetlines Operations Ltd.

12-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 62-104 Take-Over Bids and Issuer Bids, Part 2, ss. 5.2, 5.4 and 6.1.
  • National Instrument 51-102 Continuous Disclosure Obligations, s. 13.1.

Desjardins Global Asset Management Inc. et al

02-Nov-21


Applicable Legislative Provisions: 

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(a) and 15.1.
  • National Instrument 81-102 Investment Funds, ss. 4.1(2) and 19.1.
  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 111(2)(b) and (c), and 113 and 117.

Canopy Growth Corporation and the Supreme Cannabis Company, Inc.

2021-10-01


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, as am., s. 107.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1, 13.3 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

Pembina Pipeline

2021-09-02


Applicable Legislative Provisions

  • National Instrument 44-101 Short Form Prospectus Distributions, ss. 8.1(1), 8.1(2).
  • Form 44-101F1 Short Form Prospectus, s. 11.1(1)7.

Canada Life Investment Management Ltd. et al

2021-09-01


Applicable Legislative Provisions

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1 and 6.1(1).
  • National Instrument 81-102 Investment Funds, ss. 3.1, 15.1.1, 15.3(2), 15.6(1)(a)(i)(A), 15.6(1)(b), 15.6(1)(d)(i), 15.8(2)(a), 15.8(3)(a) and 15.9(2), 19.1(1).
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 4.4 and 17.1(1).
  • Form 81-101F1 Contents of Simplified Prospectus, Items 5(b), 9.1(b) and 13.2 of Part B.
  • Form 81-101F3 Contents of Fund Facts Document, Items 2, 3, 4 and 5 of Part I and Item 1.3 of Part II.
  • Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Items 3.1(1), 3.1(7), 3.1(7.1), 3.1(8), 4.1(1), 4.1(2), 4.2(1), 4.2(2), 4.3(1)(a) and 4.3(1)(b) of Part B, and Items 3(1) and 4 of Part C.

HEXO Corp. and 48North Cannabis Corp.

2021-08-31


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c.S.5, as am., s. 107.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.3.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 8.6.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, s. 6.1.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.

Mackenzie Financial Corporation

2021-08-13


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.1(1), 2.5(2)(b), 5.5(1)(b), 5.6(1) and 19.1(2).

Nepra Foods Inc.

2021-08-10


Applicable Legislative Provisions

  • National Instrument 41-101 General Prospectus Requirements, ss. 12.2, 12.3, and 19.1.
  • Form 41-101F1 Information Required in a Prospectus, ss. 1.13 and 10.6.
  • National Instrument 44-101 Short Form Prospectus Distributions, s. 8.1.
  • Form 44-101F1 Short Form Prospectus, ss. 1.12 and 7.7.
  • National Instrument 51-102 Continuous Disclosure Obligations, Part 10 and s. 13.1.
  • OSC Rule 56-501 Restricted Shares, Parts 2 and 3, and s. 4.2.

CI Investments

2021-08-10


Applicable Legislative Provisions

  • Securities Act (Ontario), ss. 111(2)(a), 111(2)(c)(i), 111(2)(c)(ii), 111(4) and 113.
  • National Instrument 81-102 Investment Funds, ss. 4.1(2) and 19.1.
  • National Instrument 31-103 Registration Requirements and Exemptions, ss. 13.5(2)(a) and 15.1.

Manulife Investment Management Limited

2021-07-29


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, as amended, ss. 111(2)(b) and (c), 111(4), 113 and 117.
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(a) and 15.1.

CI Investments Inc. et al

2021-07-26


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 15.3(2), 15.3(4)(c), 15.6(1)(a)(i), 15.6(1)(d), 15.8(2)(a.1), 15.8(3)(a.1), 15.1.1 and 19.1.
  • National Instrument 81-101 Investment Fund Prospectus Disclosure, ss. 2.1 and 6.1.
  • Item 9.1(b) of Part B of Form 81-101F1 Contents of Simplified Prospectus.
  • Item 4 and Item 5 of Part I of Form 81-101F3 Contents of Fund Facts Document.
  • National Instrument 41-101 General Prospectus Requirements, ss. 3B.2, 3B.3 and 19.1.
  • Item 4 of Part 1 of Form 41-101F4 Information Required in an ETF Facts Document.
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 4.4 and 17.1.
  • Items 3.1(7), 4.1(1), 4.1(2), 4.2(1), 4.3(1) and 4.3(2) of Part B and Items 3(1) and 4 of Part C of Form 81-0106F1 Contents of Annual and Interim Management Report of Fund Performance.

L Brands, Inc

2021-07-16


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5 as am., ss. 53 and 74(1).

CI Investments Inc.

2021-07-06


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b) and 19.1(2).

Brookfield Property Partners L.P. & Brookfield Property Preferred L.P.

2021-07-02


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, ss. 107 and 121(2)(a)(ii).
  • National Instrument 44-101 Short Form Prospectus Distributions, ss. 2.4 and 8.1(2).
  • Form 44-101F1 Short Form Prospectus, ss. 6.1, 11.1(1), 12.1 and 13.3.
  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 13.1 and 13.4.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, ss. 8.5 and 8.6.
  • National Instrument 52-110 Audit Committees, ss. 1.2(g) and 8.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI), s. 6.1.
  • National Instrument 58-101 Disclosure of Corporate Governance Practices, ss. 1.3(c) and 3.1(2).

Ninepoint Partners LP

2021-06-30


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.6.1(1)(c)(ii) and 19.1

I-80 Gold Corp.

2021-06-25


Applicable Legislative Provisions

  • National Instrument 51-102 Continuous Disclosure Obligations, ss. 8.4 and 13.1.

Mackenzie Financial Corporation et al.

2021-06-16


Applicable Legislative Provisions

  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1 and 6.1(1).
  • National Instrument 81-102 Investment Funds, ss. 3.1, 15.1.1, 15.3(2), 15.6(1)(a)(i)(A), 15.6(1)(b), 15.6(1)(d)(i), 15.8(2)(a), 15.8(3)(a) and 15.9(2), 19.1(1).
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 4.4 and 17.1(1).
  • Form 81-101F1 Contents of Simplified Prospectus, Items 5(b), 9.1(b) and 13.2 of Part B.
  • Form 81-101F3 Contents of Fund Facts Document, Items 2, 3, 4 and 5 of Part I and Item 1.3 of Part II.
  • Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Items 3.1(1), 3.1(7), 3.1(7.1), 3.1(8), 4.1(1), 4.1(2), 4.2(1), 4.2(2), 4.3(1)(a) and 4.3(1)(b) of Part B, and Items 3(1) and 4 of Part C.

NextPoint Acquisition Corp

2021-06-02


Applicable Legislative Provisions

  • National Instrument 41-101 General Prospectus Requirements, ss. 12.2, 12.3, and 19.1.
  • Form 41-101F1 Information Required in a Prospectus, ss. 1.13 and 10.6.
  • National Instrument 44-101 Short Form Prospectus Distributions, s. 8.1.
  • Form 44-101F1 Short Form Prospectus, ss. 1.12 and 7.7.
  • National Instrument 51-102 Continuous Disclosure Obligations, Part 10 and s. 13.1.
  • OSC Rule 56-501 Restricted Shares, Parts 2 and 3, and s. 4.2.


HEXO Corp. and Zenabis Global Inc.

2021-05-28


Applicable Legislative Provisions

  • Securities Act,R.S.O. 1990, c. S.5, as am., s. 107.
  • National Instrument 51-102 Continuous Disclosure Obligations, s. 13.1.
  • National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, s. 4.5.
  • National Instrument 55-104 Insider Reporting Requirements and Exemptions, s. 10.1.
  • National Instrument 55-102 System for Electronic Disclosure by Insiders, ss. 2.1 and 6.1.

Purpose Investments Inc.

2021-05-28


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 10.3(1) and 19.1.
  • National Instrument 81-101 Mutual Fund Prospectus Disclosure, ss. 2.1(1), 4.1(3)(a), 4.1(3)(d), and 6.1.

Fidelity Investments Canada ULC

2021-05-28


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 1.1, 2.4(1), 2.4(2), 2.4(3) and 19.1.

BMO Investments Inc.

2021-05-28


Applicable Legislative Provisions National Instrument 81-102 Investment Funds, ss. 5.5(1), 5.5(3), 5.6(1), 5.7(1).


Arrow Capital Management Inc.

2021-05-27


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.6(1), 5.7(1)(b) and 19.1(1).

Fidelity Investments Canada ULC

2021-05-18


Applicable Legislative Provisions

  • National Instrument 81-102, section 4.2(1).
  • National Instrument 31-103, subsections 13.5(2)(b)(ii) and (iii). 


TriSummit Utilities Inc.

2021-05-17


Applicable Legislative Provisions

  • National Instrument 44-101 Short Form Prospectus Distributions, s. 2.3.
  • National Instrument 44-102 Shelf Distributions, s. 2.3.

Mackenzie Financial Corporation and Mackenzie Global Credit Opportunities Fund

2021-05-13


Applicable Legislative Provisions

  • National Instrument 81-101 — Mutual Fund Prospectus Disclosure, ss. 2.1 and 6.1(1).
  • National Instrument 81-102 — Investment Funds, ss. 3.1, 15.1.1 and 15.3(2), 15.6(1)(a)(i)(A), 15.6(1)(b), 15.6(1)(d)(i), 15.8(2)(a), 15.8(3)(a) and 15.9(2) 19.1(1).
  • National Instrument 81-106 Investment Fund Continuous Disclosure, ss. 4.1 and 17.1(1).

Dani Reiss

2021-05-11


Applicable Legislative Provisions

  • Securities Act, R.S.O. 1990, c. S.5, as am., ss. 53(1) and 74(1).
  • National Instrument 45-102 Resale of Securities, s. 2.8.

Mercer Park Brand Acquisition Corp.

2021-05-05


Applicable Legislative Provisions

  • National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards, ss. 3.2 and 3.3.

Purpose Investments Inc.

2021-04-30


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.5(2)(a), (a.1), (c) and 19.1.

Global Crossing Airlines Group Inc.

2021-04-28


Applicable Legislative Provisions

  • National Instrument 52-107, Acceptable Accounting Principles and Auditing Standards , ss. 3.1, 3.2 and 5.1
  • National Instrument 51-102 Continuous Disclosure Obligations , s. 13.1 and s. 5.1

Evolve Funds Group Inc,

2021-04-27


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.1(1) and 19.1.

Gage Growth Corp.

2021-03-25


Applicable Legislative Provisions

  • National Instrument 41-101 General Prospectus Requirements, ss. 12.2, 12.3, and 19.1.
  • Form 41-101F1 Information Required in a Prospectus, ss. 1.13 and 10.6.
  • National Instrument 44-101 Short Form Prospectus Distributions, s. 8.1.
  • Form 44-101F1 Short Form Prospectus, ss. 1.12 and 7.7.
  • National Instrument 51-102 Continuous Disclosure Obligations, Part 10 and s. 13.1.
  • OSC Rule 56-501 Restricted Shares, Parts 2 and 3, and s. 4.2.

Mackenzie Financial Corporation

2021-03-22


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.1(1), 2.5(2)(b), 5.5(1)(b), 5.6(1), 5.7(1)(b) and 19.1(2).

AGF Investments Inc. et al.

2021-03-22


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 9.4(1), 9.4(2), 9.4(4), 10.4(1) and 19.1.

CI Investments Inc

March 19, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1), 5.5(3), 5.6(1), 5.7(1).

CI Investments Inc.

2021-03-18


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b) and 19.1(2).

CI Investments Inc.

March 18, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss. 5.5(1)(b) and 19.1(2).

Trillium Therapeutics Inc.

2021-03-17


Applicable Legislative Provisions

  • National Instrument 51-102 Continuous Disclosure Obligations, s. 4.3(4)(d) and Part 13.

Accelerate Financial Technologies Inc.

2021-03-17


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 6.8(1), 6.8(2)(c) and 19.1

Citation: Re Accelerate Financial Technologies Inc., 2021 ABASC 29


Emerge Canada Inc.

2021-03-09


Applicable Legislative Provisions

  • National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2) and 19.1.
  • National Instrument 81-102 — Investment Funds, Parts 9, 10 and 14 and s. 19.1.

1832 Asset Management L.P. et al.

March 9, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investments Funds, ss. 6.1(1), 6.1(3)(b), 6.2 and 19.1.


Emerge Canada Inc.

2021-03-09


Applicable Legislative Provisions:

  • National Instrument 41-101 General Prospectus Requirements, ss. 3.1(2) and 19.1.
  • National Instrument 81-102 Investment Funds, Parts 9, 10 and 14 and s. 19.1.

Vanguard Investments Canada Inc.

February 22, 2021


Applicable Legislative Provisions:

  • National Instrument 81-102 Investment Funds, ss.15.3(4)(c) and (f), and 19.1.

Invesco Canada Ltd.

2021-01-26


Applicable Legislative Provisions

  • National Instrument 81-102 Investment Funds, ss. 2.2(1)(a), 2.5(2)(a) and (c), and 19.1.